CFIA may have to inspect licence holders requesting an export certificate or other export permission, regardless of their risk profile, if it is a requirement of the importing country. This sub-commodity also includes soft drinks, carbonated drinks, and water (including flavoured water). This sub-commodity also includes foods used in liquid diets, meal replacements, protein drinks and nutritional supplements. See also "Statement on initial coin offerings". As a general rule, the SFC considers that insurers, corporate insurance brokers and insurance intermediaries who are dealing solely in ILAS and other insurance products should not be licensed under the SFO. your principal(s), in carrying out your licensed regulated activity or activities.
Foods derived from amphibians, reptiles, and marine mammals, including their by-products, are included in these two sub-categories. If an inter-dealer broker is conducting any of these activities, it must be appropriately licensed under the SFO unless it is able to rely upon any of the exemptions stipulated in the SFO. In general terms, this phrase refers to preparing edible meat products for inspection by CFIA. Type 1 regulated activity (dealing in securities) for marketing or distributing a fund or conducting any other securities dealing activities (e.g. It includes sweeteners like sugar, molasses and corn syrup and non-dairy based iced novelties such as popsicles and freezies. See also "Circular to announce the SFC Regulatory Sandbox" and “Statement on regulatory framework for virtual asset portfolios managers, fund distributors and trading platform operators”. When enrolling in My CFIA, you can create one or more profiles for your business. foods for infants consisting of pureed vegetables select the "Processed fruits or vegetables" commodity and the "Processed vegetables" sub-commodity. If a trustee company acting as trustee of a discretionary trust has appointed an appropriate person to manage the portfolio or in practice acts on professional advice in carrying out its duties as trustee, it would not be required to be licensed. You may not be required to be licensed for certain regulated activities if such activities are performed wholly incidental to your carrying out of another regulated activity for which you are already licensed.
To find out if and when your business requires a licence, use the following information resources: 1. Leveraged foreign exchange trading exemption. As a general guidance: Please also refer to the above sections regarding incidental exemption. Now that you are ready to apply for the licence, make sure you have all the necessary details of your business. The mere presence of hyperlinks, notwithstanding the links may be with a licensed or registered person, does not of itself trigger a licensing requirement. Similarly, a firm (such as a commercial credit reference agency) is unlikely to be required to be licensed for Type 10 regulated activity if it only gathers, collates, disseminates or distributes information concerning the indebtedness or credit history of any entity other than an individual. As a general practice, if that corporation is already an intermediary in respect of other type(s) of regulated activity, it would need to be licensed or registered for Type 7 under Part V of the SFO. Licensing interactive tool 2. Grain-based desserts are part of the "Grain derived foods" category. notify the SFC in writing the effective date of launching such internet services and the address of the web site. In the present context, the licensing requirement should not generally be extended to cover activities concerned solely with the provision of generic factual market information (whether or not through the Internet) where no recommendation on specific securities/futures contracts or investment advice has been made, or to cover the reproduction of the entire research reports of persons licensed by or registered with the SFC.
Multiple foods is the sub-commodity that contains food made from multiple commodities, such as vegetarian pizza or sandwiches that do not contain meat. The commodity and sub-commodity titles found in the SFC licence application do not use the same definitions found within the Safe Food for Canadians Regulations (SFCR). Do not select this box if the food you are responsible for includes dried herbs.
In addition, the introducing party may not be fit and proper to carry out that function. In relation to investment advisory activities. Providing automated trading services (ATS). You are licensed for Type 1 regulated activity (dealing in securities) and you wish to carry out Type 4 (advising on securities), Type 6 (advising on corporate finance) and/or Type 9 (asset management) regulated activity. The foods found in the processed fruits or processed vegetable sub-commodities may contain a variety of other ingredients and may or may not be subject to standards of identity or grades set out in the Safe Food for Canadians Regulations and Food and Drug Regulations.
Generally, a fruit or vegetable is considered "fresh" and not "processed" if it can degrade or rot during storage (dry storage or refrigerated). Parties engaging in a “regulated activity” are required to be licensed by or registered with the SFC irrespective of whether the parties involved are located in Hong Kong, so long as such business activities target the Hong Kong public. The licence application is available online at My CFIA. Because of this, they require more regular and sustained oversight. These foods may or may not be subject to standards of identity or grades set out in the Safe Food for Canadians Regulations and Food and Drug Regulations. In the licence application, prepare means to manufacture, process, treat, preserve, grade, package or label. Desserts included in this category are sugar-based desserts. Licensed for Type 2 regulated activity and carry out certain other regulated activities. a newspaper, magazine, book or other publication which is made generally available to the public; or.
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